, should deliver meaningful explanations that enable the reader to understand their approach to stewardship. In providing an explanation, the signatory should aim to illustrate how its actual practices
ไดแ้ก่ (ก) การส ารวจและท าความเขา้ใจลูกคา้ (explore & understand) (ข) การก าหนดโครงสร้าง การลงทุน (portfolio construction) (ค) การลงทุนตามแผนจดัสรรการลงทุน (portfolio implementation) 3 (ง) การติดตามและ
wealth advice อย่างครบวงจร ท้ัง 5 ขั้นตอน ถ้าไม่มี ขาดขั้นตอนใด [ ] การส ารวจและรู้จักตัวตนของลูกค้า (explore & understand) [ ] การก าหนดแผนจัดสรรการลงทุน (portfolio construction) [ ] การลงทุนตามแผนจัดสรร
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
) information according to sub clause (a) and (b) arranged in form which the client would be able to understand correctly and without being mistaken; (4) the advertisement shall have appropriate caution regarding
report as only a single factor in making their investment decision. mailto:Phineas.glover@credit-suisse.com Our Approach A lens to understand industry structural change 1. Climate Transition Super
the vision of the management in order to assist investors to better understand the company's financial status and operation. It also supports the "Good Corporate Governance Project" of the Securities
that I have received and understand the prospectus, Fund details and any related documents for the subscription of investment units from the management company. I acknowledge the disclaimer and any
institution as the highest rank persons with managerial authority who are capable of management, ethical, honest, understand and responsible for business undertaking; (4) having determined clear scope of