from network firms)? If yes, please describe. 2 Does the firm have specific Continuing Professional Development (CPD) policies and procedures for all staff members and consultants of the firm? 3 What are
Financial Reporting Standard (IFRS). The significant changes are summarized as follows: 2.1 TFRS 9 Financial Instruments The Company reclassified of financial assets and financial liabilities to be consistent
, the stated TFRS was adjusted in order for the contents to be equivalent to the International Financial Reporting Standard (IFRS). The significant changes are summarized as follows: 2.1 TFRS 9 Financial
hearing_06_2561 เอกสารรับฟังความคิดเห็น เลขท่ี อจท. 6/2561 เร่ือง การปรับปรุงหลักเกณฑ์เกี่ยวกับการเปิดเผยข้อมูลและผู้สอบบัญชี ของผู้ออกหลักทรัพย์ (ตราสารทุน) เพื่อให้สอดคล้องกับ IOSCO standard เพื่อ
appropriately responsible for the accommodations and travelling expenses truly incurred from such visit, and the SEC Office may set a clear criterion for this matter. Clause 4 The information or documentation
entities in the capital market on a continuing basis. Moreover, the SEC carried on with the existing projects and initiated new ones to develop a sustainable growth of the capital market. One of the
adopted the Thai Financial Reporting Standard No. 15, subject to Revenue from Contracts Made with Customers ("TFRS15") which was effective on January 1, 2019. In order to comply with the accounting standard
offerings, communicating expectations for securities business intermediaries to provide standard services for clients? best interest (putting investors first). This has led to a better process of product
Phatra Securities Plc. for 1Q21 was at 10.84%, continuing to rank 1st from total of 38 brokers. Overall market environment The Thai economy started out at a slow pace in January 2021 due to the resurgence
many of the recommendations from earlier versions as continuing essential components of an effective corporate governance framework. They also introduce some new issues and bring greater emphasis or