Mr. Warakom Homtuanlom Mr. Warakom Homtuanlom conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the

position to the fourth executive, and shall include the persons holding an executive position in accounting or finance at a managerial or equivalent or higher level; “listed company” means a company having

(Translation) No. Tor.For 19/2017 13 November 2017 Subject : 1. To purchase common shares of Fame Line Company Limited (Subsidiary) From connected persons and other persons 2. To accept the Business

Krungthai Farm Company Limited (“FKT”) to receive financial assistance from connected persons as follows: (1) Date of Transaction Within September 30th, 2017 (2) Related Parties and Relationship with the

statements with intent to mislead other persons concerning the facts stated in BLISS financial statements.The SEC found that Chakkit, then BLISS executive, imparted the statements in the company?s Q2/2013, Q3

Special Investigation (DSI) for jointly committing dishonest acts to misappropriate the money received from the sale of KC short-term bills of exchange (B/E) for their own interest or other persons?. The

Bangkok, 7 October 2016 ? The SEC is seeking public comments on the proposed amendments to the initial public offering (IPO) rules with regard to share allocation to patrons and related persons of

notification which has been revised according to comments from the business operators and related persons from the public hearing in May, for example:  - The operation system shall have in place a client

, former executives of United Securities Plc., Mr. Somdaj Leeswadtrakul, as well as Mr. Suriya Lapvisuthisin to trade RICH shares in concealment through 15 related persons’ securities trading accounts. They

the amount of 973,241,553 shares at the price of 0.0001 baht per share, totaling 97,324 baht, so that the group of such persons’ shareholding proportion would be 30 percent. Since the said matter may