company must, in case of cross-border omnibus accounts, assess the adequacy and effectiveness of the financial institutions’ KYC/CDD measures and controls prior to requesting for approval from senior
controls prior to requesting for approval from senior management to open such accounts or establishing new business relationships. (Unofficial Translation) - 5 - Clause 13. Securities company may rely on
ระดับสูง (Responsibility of board and senior management) คณะกรรมการ (Board of Director) หรือผู้บริหารระดับสูง (senior management) ต้องให้ความส าคัญกับนโยบายการน า FinTech มาใช้ และอนุมัตินโยบายดังกล่าว
ดับความนาเชื่อถือกรณีการออกและเสนอขายตราสารหนี้ ทุกประเภทสามารถเลือกใช issue rating , issuer rating หรือ guarantor rating ได ยกเวนกรณีทีต่ราสารหนี้ที่ ออกไมใช senior debt ไมสามารถใช issuer
Features and Key Risks of Structured Notes General Risks Information of the Issuer Nature of Business Use of Proceeds Secured Creditor Common Creditor / Senior Creditor Subordinated Creditor Preference
internal control system accounted for the business of the wrongdoer, in whole or in part; (c) such unlawful act occurred by the act or knowledge of the wrongdoer’s senior officer or a group of senior
Bond (CB) VS 2021 Issuance Year 2021 EUR Currency* EUR 5 Years Time to Maturity 5 Years Utilities Issuer’s Sector* Utilities Callable Maturity Type* Callable High Issuer’s Ratings* High Senior Seniority
PTT Position in Thai Oil Mr. Atikom Terbsiri Director / Member of the Risk Management Committee Senior Executive Vice President President and Chief Executive Officer / Director /Member of the Risk
declined from the end of last year, while the ratio of non-performing loan (NPL) to total loans increased from the end of 2019. The BOT’s Senior Loan Officer Survey indicated that in the first quarter of
■ 2. Mr. Rapee Sucharitakul Assistant Secretary-General ■ 3. Mr. Vasant Thienhom Senior Assistant Secretary-General ■ 4. Mr. Prasarn Trairatvorakul Secretary-General ■ 5. Mr. Chalee Chantanayingyong