brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom

Board holds regular meetings whose yearly schedule is set in advance. Prior to each meeting, the Secretary-General presents a draft agenda to the Chairman for approval. Once approved, it is distributed to

(SAA), a code of conduct for marketing officers and securities analysts specifically on their roles of giving advice or opinion to clients, avoidance of spreading rumours, and producing of regular

Disclosure Business News ( 9 record(s) found) Date Time Heading Link 04/07/2022 20:28 The subscription of newly issued preferred shares and purchase of the existing preferred and ordinary shares and the

always adhered since the debut implementation of CG Manual in 2007. Concurrent with regular revision of its corporate governance guidelines in l ine with international principles, the SEC is also 1. SEC

Nation Broadcasting Corporation Public Company Limited 3. Capital Increase Report Form (F 53-4) 4. Information Memorandum regarding the Allocation of the Newly issued Ordinary Shares to the Existing

10, 2019 Subjects : The acquisition of ordinary shares of WPS (Thailand) Co., Ltd. increased 15% Attention : The Director and Manager of the Stock Exchange of Thailand The Board of Directors of Eastern

November 13, 2006 August 13, 2019 Subjects : The acquisition of ordinary shares of WPS (Thailand) Co., Ltd. increased 0.50% Attention : The Director and Manager of the Stock Exchange of Thailand The

and cash outflow with effectiveness. 2.3 Other Revenues The revenue that didn’t earned from the regular operation was Baht 15.45 million. It decreased from the same period of previous year Baht

short sale; (4) collect the information and evidence of each client in a separate folder which shall be updated on a regular basis; (5) review the client’s limit under (1) at least once a year or upon any