/securities-ITchecklist.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made programs for
Approval for Undertaking of Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9792 SEC
business operators shall obtain approval and/or proper licenses https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8300 SEC amends regulations related to digital asset custodial wallet providers On 10
Digital Asset Businesses, effective since 13 July 2022, DA custodial wallet provider is required to obtain a DA https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9792 SEC Thailand’s Public Hearing on
collection before the effective date. (2) H igher than the ceiling rate for over 5%, the co m p any shall obtain special resolution of the unitholders. (5) Where a mutual fund management company wishes
collection before the effective date. (2) H igher than the ceiling rate for over 5%, the co m p any shall obtain special resolution of the unitholders. (5) Where a mutual fund management company wishes
. Clause 4 An applicant may obtain precious metal derivatives brokerage license by possessing the following qualifications: (1) having paid-up registered capital not less than 100 million Baht; (2) not
. Clause 4 An applicant may obtain precious metal derivatives brokerage license by possessing the following qualifications: (1) having paid-up registered capital not less than 100 million Baht; 2 (2) not
the total voting rights shares. Clause 4 An applicant may obtain precious metal derivatives brokerage license by possessing the following qualifications: (1) having paid-up registered capital not less
the total voting rights shares. Clause 4 An applicant may obtain precious metal derivatives brokerage license by possessing the following qualifications: (1) having paid-up registered capital not less