responsible underwriter is prohibited to prevent such persons from taking unfair advantage of their job position and duties related to securities allocation to seek personal gains for oneself or other persons
February 2014 before the information became publicly known on 28 February 2014. Such action was deemed taking an unfair advantage of other people.Chai?s misconduct was in violation of Section 241 and liable
market auditor during 1 February to 30 June 2022 and take advantage of the reduced application fee. We believe this measure will not only help to increase the number of auditors in the capital market
investors can take advantage of disclosed information in making investment decisions and to support the sustainable development of the overall capital market. This is part of the implementation of the core
Bond, Social Bond, and Sustainability Bond focus on raising capital for sustainable projects, the advantage of SLB for companies is that the proceeds are not limited to specific projects and can be used
Bill of Exchange (B/E) due at the end of the year 2016. Such knowledge considered as a material fact that negatively affects the price of IFEC securities. He took advantage of other investors by
Miss Jeeranan obtained or possessed inside information related to the operating results from the fourth quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of
credibility of the Thai capital market as a whole; (4) the offer for sale of securities may cause [i] any damage or [ii] an unfair treatment to the investors as a whole or [iii] the investors not to obtain
has reported the features of the structured notes to be offered for sale to the SEC Office in accordance with the procedure specified in Clause 14; (3) the Company shall obtain a Board of Directors
law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that provides services within the scope approved for