then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client;    (2)  In July 2017, Nutnicha borrowed shares of

The Securities and Exchange Commission (SEC), in collaboration with the Ministry of Digital Economy and Society, the Anti-Money Laundering Office, and key capital market alliances, has launched an

Re: Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale By virtue of Clause 5 of the Notification of the

Re: Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism Reference is made to the Anti­Money Laundering Office (AMLO)’s amendment to the Anti-Money

นางพรอนงค์ บุษราตระกูล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) พร้อมด้วยผู้บริหาร ร่วมพิธีเปิดงานมหกรรมการเงินกรุงเทพส่งท้ายปี ครั้งที่ 6 MONEY EXPO 2023 BANGKOK YEAR

January 2012, a Chinese New Year, an additional public holiday in 4 Southern provinces comprising Pattani, Yala, Narathiwat and Satun provinces as proposed by The Southern Border Provinces Administrative

. He also claimed that the share issuer would increase capital shares and be allowed to resume trading on the Stock Exchange of Thailand. The client was interested in such deal but only had money for

Bureau of Financial-Banking Crimes and Money Laundering, to discuss the developments of the legal proceedings in the case of Stark Corporation Public Company Limited (STARK), and to offer full

Sales and Services Plc. (SECC), and Mr. Suriya Lapvisuthisin to embezzle SECC’s money by arranging for an extension of fictitious loans worth 245 million baht to four nominees through its subsidiary, SECC

director, in many circumstances, as follows: 1. Misappropriating money through loan transactions for V Billboard Company Limited (VBB). 2. Seeking improper benefits from the rental and buy-back of