custody of assets of clients, a derivatives broker shall put in place systems as well as rules or procedures for custody of assets of clients to ensure that the client assets under its custody are secured
statements in their place, which shall be subject to the approval of the Annual General Meeting of Shareholders No. 1/2019. 6. The Board of Directors had approved the change of the Company’s functional
- FS14.0, C-FS14.1, C-FS14.1a, C-FS14.1b c) Describe the resilience of the organization’s strategy, taking into consideration different climate related scenarios, including a 2°C or lower scenario. C3.2
The Emergency Decree imposes offences of unfair trading in relation to the purchase, sale or exchange of digital assets taking place in a Digital Asset Exchange in a similar manner to the corresponding
point to be used (including date/period), where relevant; (vi) Situations in which recalculations or pro-forma adjustments of baselines will take place, where relevant; (vii) where possible and taking
effective handling of complaints and disputes arising from trading services with respect to derivatives, or from use of its services, by taking at least the following actions: (1) set out written rules on
economic and business trends, they may have direct and indirect effects on the commercial banking business. In detail: 1. Cyberattacks: As technological advancements are taking place, financial institutions
select auditors and the delivery of insightful reporting by auditors when the enhanced auditor reporting standards take effect in 2017.Mr. Eugene Wong, a member of the AOB said ?The new auditor reporting
providers. (2) Maintain the ceiling for interest rates charged on personal loans at 28 percent per annum. KBank has already put in place relevant operational procedures to accommodate these new regulations
client confirms the transaction. Clause 13 A securities company shall not buy or sell securities by using insider information in a manner that may be deemed taking advantage of a third party or disclose