Bangkok, December 15, 2014 ? The SEC has announced selection process for new Secretary-General. Candidates must have qualifications and shall not possess any prohibited characteristics. The SEC Board
auditors of SMEs have been proposed in response to the growing number of SMEs with potential to become listed on the Stock Exchange of Thailand. In this regard, most of the criteria remain in line with the
, such as websites of DR issuers, underlying foreign securities and the Stock Exchange of Thailand. Furthermore, investors must study terms and conditions of deposit agreements to have thorough
three-year term, starting from 5 February 2021. Pursuant to the Transitional Provisions of the Securities and Exchange Act (No. 6) B.E. 2562 (2019), three members of the SET Board of Governors have
, dealers and underwriters whose licenses are limited to investment units (LBDU operators). Under the proposed revision, IA, and LBDU operators will have to comply with the capital requirements variable to
-retail offering rules already in force, the ASEAN CIS cross-border offering rules will be comprehensive and more user-friendly. The proposed drat rules have been developed under the ASEAN Capital Markets
requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
DA operators will have a proper organizational structure with checks and balances in their management and the board of directors will be able to perform their duties more efficiently, taking into
providers by allowing the custodial wallet providers that are listed companies or subsidiaries in the group, who have expertise, experiences, and readiness in custody of securities and other financial assets