Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
financial statements for Q1/2013 and Q2/2013 to the SEC and the SET within the specified period. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 08/10/2013
. This case is preclude by prescription. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 08/10/2013
limitations ran out during consideration of inquiry offercial. SEC Act S.199 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 16/10/2013
period ended June 30, 2013 to the SEC and the SET within the specified period. A statute of limitations ran out during consideration of inquiry offercial. SEC Act S.300 Criminal Complaint Filed with an
. SEC Act S.199 and 56(1)(2)(4) Criminal Complaint Filed with an Inquiry Official Dated 29/07/2014
juristic person representative failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 29/07/2014
250 each day starting from the next day of the prosecution date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 08/08/2014
Complaint Filed with an Inquiry Official Dated 08/08/2014
public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representative failed and the statute of limitations ran out. SEC Act S.199 in conjunction with 56(3