SEC Search

Bangkok, December 4, 2008 ? As appeared in the news that S.E.C. Auto Sales and Services Plc. ("SECC"), its executives and other related persons, might have acted in contravention of the securities law and other relevant laws, the SEC immediately took the following actions on the SECC case so as to ensure investor confidence in the market orderliness and stability of the securities trading system.In case of the SECC?s subsidiary, SECC Holding Co., Ltd., making loans to four outside parties in the...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=2722

SEC enhances real estate-backed ICO oversight to strengthen investor protection mechanisms

Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8839

SEC drives right protection volunteer campaign to enhance listed companies? corporate governance

Bangkok, February 28, 2013 ? The SEC, the Thai Investors Association (TIA), and the Thai Listed Companies Association (TLCA) jointly reinforced the right protection volunteer campaign to fully

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4890

SEC announces Thailand’s investor protection rising to the world’s 3rd rank in Doing Business Report 2020

Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7782

SEC Thailand public hearing on proposed regulations on protection of derivatives business customer assets under the Derivatives Act.

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=944

SEC public hearing on proposed regulations on protection of derivatives business customer assets under the Derivatives Act

On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10186

ก.ล.ต. จัดสัมมนา “การเตรียมความพร้อมกรรมการและผู้บริหารระดับสูงในเรื่อง Personal Data Protection”

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดงานสัมมนา “การเตรียมความพร้อมกรรมการและผู้บริหารระดับสูงในเรื่อง Personal Data Protection” เพื่อให้หน่วยงานภายใต้การกำกับดูแล รวมถึง

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8014

SEC public hearing on proposed amendments to digital asset business rules to increase flexibility and investor protection

comply with international standards. In addition, to enhance protection of investors’ interest, SEC is proposing to revise the regulations related to ICO portals including the approval process, IT

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7877

SEC public hearing on proposed amendments to the regulations on establishing or relocating office branches of business operators to reduce their burdens and enhance efficiency of investor protection

branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9935

ก.ล.ต. จัดสัมมนา Personal Data Protection สร้างความพร้อมบริษัทจดทะเบียนและธุรกิจในตลาดทุนปฏิบัติตามกฎหมายข้อมูลส่วนบุคคล

เตรียมความพร้อมกรรมการและผู้บริหารระดับสูงในเรื่อง "Personal Data Protection" ได้ที่ยูทูปชาแนล และเฟซบุ๊ก “สำนักงาน กลต.” หรือ @sec.or.th และดาวน์โหลดเอกสารประกอบการสัมมนาได้ที่ https://www.sec.or.th/TH

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8013