of the Securities and Exchange Commission  Kor Thor. 11/2553 Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer (Codefied) 15/07/2010 01/08
derivatives businesses 0 0 - - 0 0 - - Unlicensed digital asset businesses 0 0 1 2 0 0 1 2 Director or person responsible for business operator fraud (including aider and abettor) 0 0 - - 0 0 - - Giving false
business operator, which undertakes business with price settlement and contract delivery obligations, uses qualifications for undertaking futures business in the category of futures brokerage following the
business operator, which undertakes business with price settlement and contract delivery obligations, uses qualifications for undertaking futures business in the category of futures brokerage following the
owner in shares under the fourth paragraph of Section 24, a director, an officer or an employee of such derivatives business operator. Furthermore, the auditor shall also adhere to the ethical code of
owner in shares under the fourth paragraph of Section 24, a director, an officer or an employee of such derivatives business operator. Furthermore, the auditor shall also adhere to the ethical code of
business operator, which undertakes business with price settlement and contract delivery obligations, uses qualifications for undertaking futures business in the category of futures brokerage following the
หารือเกี่ยวกับบทบาทหน้าที่ และความรับผิดชอบของผู้ให้บริการหลัก (main operator) ภายใต้โครงการนำ Distributed Ledger Technology (DLT) มาใช้พัฒนาโครงสร้างพื้นฐานดิจิทัลกลางของตลาดทุนไทย เมื่อวันที่ 31 มีนาคม
business day of the year wherein the approval will expire, and (2) require the business operator to submit an application, notify the commencement and termination of duty performance, and renew the
-account of a Thai intermediary’s omnibus account only. Moreover, investors may also transfer their investment portfolio from one Thai business operator to another Thai business operator and may transfer