confidence in the fair and transparent services of professional securities companies and the overall trading system. The SEC strongly advises that securities companies put in place effective and examinable
underwriters should have a fair system in place in allocating the IPO shares. (2) After allocation, reports on the following information must be prepared: - List of top 20 who received the IPO shares
underwriters should have a fair system in place in allocating the IPO shares. (2) After allocation, reports on the following information must be prepared: - List of top 20 who received the IPO shares
market accessibility for fund raisers and have quality products, (2) develop mechanisms to strengthen market confidence, (3) develop market infrastructure, and (4) improve the SEC?s itself to be fair
-Arthorn Housing Project;? The IFA is of opinion that DEVA purchase price at B0.85 per share is higher than the fair value of B0.36 per share.
price of the shares must be at a fair value valuated by a financial advisor, who is approved by SEC and independent from the offeror; (c) there must be an independent securities company giving advice
unit and investment unit must be complied.3. In case where person having duty to launch tender offer delayed filing of tender offer, the offering price must be fair to investor and must not allow tender
financial advisor (IFA) that the transactions are not reasonable as fair value of AJP share should range between 13.60 ? 14.00 baht per share. Hence, the total value of AJP shares to be issued will exceed the
requested. The survey results indicate top-three findings in the audits of public companies in the areas of fair value measurements, internal control testing, and engagement quality control reviews
risk tolerance; (3) To enhance PVD efficiency by improving member protection mechanism to ensure fair treatment whereby the qualifications, roles and responsibilities of the Fund Committee must