second paragraphs, the management company shall disclose information on such foreign investment fund to the extent that the foreign investment fund has generally disclosed or the management company is able

CRA should clearly indicate the attributes and limitations of each credit rating, and the extent to which the CRA verifies information provided to it by the rated entity, obligor, or originator, or the

Widely Used Appraisal B.E. 2552 (2009) dated on 28 July, 2009 which are applicable before this Notification comes into force, shall remain in full force to the extent that they are neither inconsistent

geographical extent of its procurement, Tesco is highly exposed to the risk of violation of human rights and labour rights in its supply chain and faces several controversies in these areas.29 Tesco has

prior to the effective date of this Notification shall remain in full force to the extent that they are not inconsistent with nor contrary to the provisions of this Notification until other orders and

Covered Management Company delegates the investment management function of the Hong Kong Covered Fund under its management is subject to SFC’s prior approval. 6 To the extent there are requirements on

to the mutual fund supervisor of Thai Covered Fund. 7 To the extent there are requirements on minimum notice period and content of or template for notice to Hong Kong investors under relevant Hong Kong

understand the company well? Are we prepared to devote significant resources toward resolving this situation? In short, do we have standing to engage with this board? } To the extent there are multiple

Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...

Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E. 2551 Being the 63rd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to amend the law on securities and exchange; Whereas this Act contains certain provision relating to the restriction of rights and liberties of persons wh...