inquiry official. SEC Act S.246 Criminal Complaint Filed with an Inquiry Official Dated 28/08/2019

Asset Management Co., Ltd.), has committed an offense with dishonest intent and obtained unlawful gains for himself or another person by authorizing a mutual fund of Solaris Asset Management Co., Ltd. to

statements for the year 2016 – 2018 to SEC. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official Dated 18/10/2019

day of prosecution date until the accused filed the audited financial statements for the year 2016 – 2018 to SEC. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 18/10/2019

the SEC within the specified period. The right to institute a criminal prosecution is extinguished by the death of the offender. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated

accused filed the audited financial statements for the year 2018 to SEC. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 18/10/2019

and the statute of limitations ran out. SEC Act S.56 Criminal Complaint Filed with an Inquiry Official Dated 22/10/2019

prosecution order; however, attempt to arrest the juristic person representatives failed and the statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 22/10

person representatives failed and the statute of limitations ran out. SEC Act S.113 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019

failed and the statute of limitations ran out. SEC Act S.115 Criminal Complaint Filed with an Inquiry Official Dated 26/11/2019