. Proceeds in the trading account belonged to {A}.Exploiting client's account for trading derivatives for one own benefit is deemed in violation of Clause 20(1) of the Notification of the Capital Market

 {X1} Company shares in his own securities trading account by using the aforementioned information learnt during his directorship in {X1} Company. {A} and {B}'s actions were in violation of Section 241

imposed fines on another principal and aiders or abettors of the RICH price manipulation scheme.The action of {A}, one of the principals in the RICH price manipulation scheme, was in violation of Sections

disagree with the change.  Accordingly, Bee?s purchases of EIC shares through the SET at the price higher than the tender offer price resulted in a violation of the tender offer rules promulgated under

information that might adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of

adverse affect the client's benefits. Failing to inform sufficient information by concealing material information is, respectively, in violation of Clause 20(2) of the Notification of Capital Market

used in legal proceeding in case of violation. Whistleblower protection ●  Any employee or worker who provides information or cooperation by giving a tip, testifying or submitting useful documents for

Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities and

(BX) to other wallets which are not purported to keep clients’ assets in violation of the Emergency Decree on Digital Asset Businesses B.E. 2561. In the complaint, SEC provides ECSD with information

-W1 during the period that CIG-W1 had high cost and almost expired and eventually were all sold out during low price period. The said actions were in violation of Section 311 of the Securities and