practical challenges, providing valuable insights for auditors to apply in their financial audits of IPO and listed companies. The event was held at the TFAC Building on 12 January 2024.
to apply information from their observation trip to their studies under such program. The lecture was held on 3 March 2023, at the SEC Building.
fairly. The investment advisory company shall submit an application for approval to the Office together with the document evidences as prescribed by the Office. The Office shall finish the consideration of
Being REIT Manager __________________ Division 1 Applying for obtaining an approval _____________ Clause 4 The following companies can apply for obtaining an approval of being a REIT manager [from the SEC
Offer for Sale of Securities. Part 1 General Provisions ______________________ Chapter 1 Scope of Effectiveness _______________________ Clause 4 This Notification shall apply to an offer for sale of
in Notifications concerning Securities Offering. Clause 3 This Notification shall apply to the offering of newly issued units of an infrastructure trust which is a trust with an objective is to invest
Approval and Criteria for Granting Approval regarding Offer for Sale of Units ______________________ Chapter 1 Submitting of an application ______________________ Clause 5 Any person who wishes to submit an
Chuo Senko (Thailand) Public Company Limited Chuo Senko (Thailand) Public Company Limited, failed to prepare and submit the reviewed financial statements for Q1/2017, Q2/2017 and Q3/2017 to the SEC
Datamat PLC Datamat PLC (DTM), failed to prepare and submit the financial statements for the year 2012 and the annual registration statement for the year 2012 (Form 56-1) to the SEC and the SET
prepare and submit the reviewed financial statements for Q3/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 5/2017 Settlement Committee Order No. 40/2017 Dated 21/06/2017