client due diligence ? e.g., clients? investment objectives, personal conditions and risk tolerance ? before giving advice, attached with supporting reasons, on suitable funds for their investment. In

ensure fairness for debtors while promoting, supporting and developing teachers’ and educational personnel’s financial literary and disciplines.  SEC Secretary-General Ruenvadee Suwanmongkol said: “The

. Sornchai Suneta, Vice President of CFA Society Thailand, said, “CFA Society Thailand is committed to engaging and supporting Thai companies in realizing their social responsibility and governance that can

operation. 2. Debt securities underwriter, co-underwriter and its parent company and subsidiary company will be allowed to subscribe and be allocated the underwritten debt securities with a view to supporting

รายที่ได้รับการจัดอันดับความน่าเชื่อถือ (rating) หรืออันดับความน่าเชื่อถือสนับสนุน (supporting rating) แล้วแต่กรณี ที่อยู่ในอันดับที่สามารถลงทุนได้ (investment grade) รวมถึงธนาคารที่รัฐบาลเป็นประกัน และ

Bangkok, June 17, 2014 ? SEC urges securities and asset management companies to concretely consider supporting anti-corruption with disclosure of Anti-corruption Progress Indicator of listed

and duties of directors, independent directors and audit committees; supporting private sector collective action coalition against corruption project, elevating enforcement efficiency covering amending

revenue with the SEC, they did not raise any observation in documents supporting the said clarification despite various factors indicated doubt on document authenticity;3. For the filing, the financial

supporting development of infrastructure projects. Infrastructure fund will also lessen the government?s budgeting burden and public debts. We expect to see active cooperation among all related parties in

build up investor confidence which is certainly a key factor supporting sustainable growth of Thai capital market,? said Mr. Vorapol. ?In practice, asset management company uses foreign ETF?s closing