oversight in Thailand, priority is given to supervision of individual auditors, but the competent agency is not given the power to directly supervise the audit firms._________________________
efficiency, financial discipline, and transparency in its regulation and decision making for public interest. 3. Abolishment of SET monopoly status would create a more competitive environment, contributing to
bonds serving social and/or environmental purposes through global guidelines and recommendations that promote transparency and disclosure, thereby underpinning the integrity of the market. The Principles
and fund voting Supervision of the Securities Exchange Enhancing competitiveness of the capital market Establishment of the Capital Market Development Fund (CMDF) Effectiveness, clarity and transparency
exchange service under law of such jurisdiction and is under supervision of authority or agency having duty to supervise derivatives; (5) “foreign derivatives business operator” means juristic person
in writing and shall allocate sufficient personnel and resources for operating the work of branch office as well as arrange to have management and operational system to efficiently supervise and
market investment consultant of Finansia Syrus Securities PCL. The suspension was also imposed on {E}, a former executive of UOB Kay Hian for failure to supervise in order to prevent his subordinates from
ด้านความโปร่งใสของบริษัท (Corporate Transparency Index) ที่ได้รับการปรับคะแนนเพิ่มขึ้นในเรื่องสิทธิของผู้ถือหุ้นในการเสนอวาระการประชุมต่อที่ประชุมผู้ถือหุ้น ซึ่งเป็นครั้งแรกนับตั้งแต่ปี 2550 ที่คะแนนด้าน
, SEC Secretary-General also addressed issues of information disclosure and transparency, which are other important issues for listed companies. SEC has improved these issues to the point of being able
CMDF would be responsible for policy making and overseeing that market development efforts would proceed in the same direction with transparency, accountability and good governance. SEC Secretary-General