relating to financial businesses of similar natures, regardless of such laws being Thai or foreign, by any competent agencies under such laws in respect of any offense relating to unfair activities on
company under the law governing securities and exchange; (7) “company” means a limited company or a public limited company; (8) “conglomerate” means a group of legal entities having relationship in respect
company under the law governing securities and exchange; (7) “company” means a limited company or a public limited company; (8) “conglomerate” means a group of legal entities having relationship in respect
group of legal entities having relationship in respect of shareholding structure, whereby all legal entities in such group have relationship with each other as parent company or subsidiary company, or
on Standard Conduct of Business with respect to communication with and providing services to clients in the following matters: (1) compilation and assessment of client information shall comply with the
on Standard Conduct of Business with respect to communication with and providing services to clients in the following matters: (1) compilation and assessment of client information shall comply with the
company, which wishes to submit an application for approval to be an appraisal company in capital market or submit such application in respect of its personnel to be a lead appraiser, shall submit the
of proceeds: ● Promote low carbon infrastructure; ● Promote adaptation and resilience to climate change both in respect of assets and projects themselves and the systems in which they are located
application and approval for an offer for sale of debt securities under this Part shall have the arrangement for payment of debt securities and repayment in respect of the debt securities in Thai baht. Chapter
Suisse Bank (Europe), S.A., with respect only to the provision of equity research services to Spanish domiciled clients of Credit Suisse AG or its affiliates. Pursuant to CVM Resolution No. 20/2021, of