complaint and their assets were frozen. This is the SEC?s first asset freeze order upon the wrongdoers and expected to be taken again, when appropriate, to suppress wrongdoings. Besides, the SEC is in the

gathered from the survey will be taken into account in determining appropriate amendments.

, therefore, conducted a public hearing on the relevant principles and rules and subsequently considered the received comments and suggestions when revising the governing rules. The revision has taken effect

expressed support for the proposed principles and amendments, and some also provided recommendations to enhance this proposal.In drafting the amendments of relevant regulations, the SEC has taken the

timeframe for the preparation and disclosure of PVD factsheet should be consistent in practice across all asset management companies (AMC). The SEC has taken the public’s recommendations into consideration

? are also taken legal actions against. However, the seven offenders and their juristic person representatives have evaded the arrest and are now being pursued for case proceedings.

, misappropriating and defrauding client assets, and performing duties unethically. The revocation has taken effect since September 15, 2007. According to the SEC findings, Siwakorn?s misconducts against

amendments. The SEC has taken the public and stakeholders’ comments and recommendations into consideration. On 15 August 2023, the SEC Board Meeting No. 13/2566 approved the proposed amendments in

hindrance. A public hearing on the proposed principles for the notification had been conducted during 21 September-21 October 2022. The SEC has taken into consideration the views and suggestions obtained

compliance with the law. If the SEC finds any actions by JKN directors or persons involved to be inconsistent with the law, appropriate measures will be taken as deemed necessary.   The SEC has emphasized to