-incompetent person; (2) I am a person not eligible to serve as director, manager, person with managerial authority or advisor of financial institution because of the possession of prohibited characteristics
> ผู้ประกอบธุรกิจตัวกลาง > สรุปหลักเกณฑ์ กฎเกณฑ์ SHARE : Detail Content ผู้้ประกอบธุรกิจตัวกลาง สรุปหลักเกณฑ์ Outsource การแต่งตั้งที่ปรึกษาทางการลงทุน (Investment Advisor: IA) ตามมาตรา
บุคลากรประเภทนักวางแผนการลงทุน (wealth advisor) เพื่อให้คำแนะนำด้านการจัดสรรเงินลงทุนในสินทรัพย์ประเภทต่าง ๆ ที่เหมาะสมแก่ผู้ลงทุนรายบุคคล รวมทั้งจัดโครงการให้ความรู้ทางการเงินแก่ประชาชนเป้าหมายหลัก ได้แก่
and procedure as stipulated by the Notification of the SEC Office. An application submitting under Paragraph 1 shall be jointly prepared by a financial advisor whose name appears on the SEC Office’s
independent financial advisor to carry out the relevant functions, including provide its opinions as required by the Notifications on Connected Transactions. In this regard, the Company has appointed Grant
independent financial advisor to carry out the relevant functions, including provide its opinions as required by the Notifications on Connected Transactions. In this regard, the Company has appointed Grant
independent financial advisor to carry out the relevant functions, including provide its opinions as required by the Notifications on Connected Transactions. In this regard, the Company has appointed Grant
the SEC Office. The submission of the application under Paragraph 1 shall be jointly prepared by a financial advisor whose name appears on the approved list of the SEC Office. Clause 171 The applicant
is not considered reasonable to the Company’ s status. As a result, the Company will apply a fair price assessed by a financial advisor who is under the financial advisor list of Securities and
is not considered reasonable to the Company’ s status. As a result, the Company will apply a fair price assessed by a financial advisor who is under the financial advisor list of Securities and