Office through a system prepared on the website of the SEC Office within 7 business day as from the occurrence of such circumstance. However, KWI reported the discontinuation of such a person on 26
in a fine of Baht 30,000 and a further fine of Baht 1,000 each day starting from the judgment date until the company so complies. SEC Act S.56(1)(2)(3)(4) and199 Criminal Complaint Filed with an
a further fine of Baht 1,000 each day for 36 days starting from August 16,2017 until September 20,2017 totally 36,000 Baht. The amount of total fine for the accused is 76,000 Baht. Since the accused
day starting from January 5, 2021 until the accused filed the financial statement for the year 2018, the Form 56-1 of 2018, the From 56-2 of 2018, the reviewed financial statements for Q2/2019 to SEC
daily status report to the SEC Office in an excel file via email within the next business day of the daily transactions (T+1) for the benefit of prudential supervision which is important and can have an
Disclosure 5/ SEC News Information Disclosure Annual Registration Statement (56-1) and Annual Report (56-2) Opportunity Day 5/ Financial Statements (Concise Version) 5/ Full Version 1 CG Score 2022 from Thai
กรรมการ หรือผู้จัดการ กระทำความผิดตามที่กำหนดไว้ ซึ่งกรรมการดังกล่าวต้องไม่เป็นผู้รับผิดชอบการบริหารงานประจำวัน (day to day operation) สำหรับบริษัทหลักทรัพย์ที่ไม่มีการเก็บรักษาทรัพย์สินลูกค้าไว้ในครอบครอง
meeting also considered changing the securities settlement cycle to be within the second day following the trading day (T+2) for all types of investors. Furthermore, both parties agreed to review rules or