individual auditors’ engagement. The overall results of the inspection conducted on 13 audit firms in 2016 during the third cycle, which is between 2016 to 2018, indicated continuous improvement from the
as follows: (1) Transaction date : May 2, 2019 (2) Transaction parties involved Guarantee providing party : Thai Wacoal Plc. Guarantee requesting party : International Commercial Coordination (Hong
information service was popular among its users.However, SEC has continuously improved and developed the data to provide services to the public by providing a variety of information such as fund raising
Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information
services for licensed business operators in Thailand. The revised rules will support business capabilities for local players as well as enable them to gain further experiences in providing services to
August.The proposed rules aim to facilitate securities companies and derivatives business operators in providing their services of expertise based on available resources, and to expand their business
, and to increase intermediaries? flexibility and efficiency in providing investment services conducive to fair competition with foreign counterparts.The hearing covers draft rules on provision of
number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the
Under the previous MoU, the UK and the SEC Thailand worked together with the UK providing technical assistance in areas including accounting standards, the development of financial technology
account. By providing the required information only once via the standard single form, investors will have more convenience in opening investment accounts of all types of capital market product, for