financial statements contain material misstatements, the auditor will ask the client to adjust the financial statements before issuing the final version to the financial statements users. Corporate governance
. However, gross profit increased from 12.3% in Q1/2019 to 14.4% in Q1/2020. 2. Management Service (“MS”) had a increase in gross profit for Baht 6 million. Main reason was both client retention and new
: “securities holder” means any securities holder accepted by the securities registrar. “client” means any securities issuer accepted by the securities registrar. Clause 2. In providing services as securities
. Victor was then a UOB Kay Hian Co-CEO, a chief of institutional client unit and direct supervisor of the staffs providing services to institutional clients. Although, the Stock Exchange of Thailand
ที่สอง (1 มกราคม 2556 - 31 ธันวาคม 2558) พบว่าทุกแห่งผ่านการตรวจสอบคุณภาพ โดยได้คะแนนเฉลี่ยสูงสุดด้านการตอบรับงานและการคงไว้ซึ่งความสัมพันธ์กับลูกค้า (Client acceptance and continuance: A&C) เนื่องจาก
maintain net capital in compliance with the governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may
company’s sale channels in shopping malls and convenience stores. The Company recorded share of loss from Scentimental of Baht 1.37 million in this quarter. 2. Total expenses was Baht 45.12 million
investment limit , the intermediary shall undertake the additional acts as follows; (1) apply for an allocation from the investment limit for each client before commencing the service provision. In this regard
investment limit, the intermediary shall undertake the additional acts as follows; (1) apply for an allocation from the investment limit for each client before commencing the service provision. In this regard
structures to focus appropriately on client or beneficiary interests. In considering what time- horizons are appropriate, institutional investors will need to consider the best interests of their clients and