enforcement, unfair trading of digital assets will lead to offences comparable to those stipulated under the Securities and Exchange Act, for instance, dissemination or disclosure of false information, insider
SEC Secretary-General Ruenvadee Suwanmongkol said: “The International Organization of Securities Commissions (IOSCO) has designated the World Investor Week 2019 during 30 September – 6 October to
cooperating under the framework of the bilateral MOU for cooperation signed in 2005 to prevent and suppress commission of offenses in violation of the Securities Law and other laws related to the capital market
risk investment policies. (Only for the policies investing in low-risk securities less than 50% of individual investment capital) (2) The revision will provide fund members with investment alternatives
understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA
, Chief Executive Officer of Central Retail Corporation Limited, Man Juttijudata, Senior Director of Investment, the Government Pension Fund and Pinit Puapan, Managing Director of KT Zmico Securities
ก.ล.ต. เป็นเจ้าภาพจัดประชุมหน่วยงานกำกับดูแลตลาดทุนในภูมิภาคเอเชีย-แปซิฟิก หรือ IOSCO-APRC (International Organization of Securities Commissions ? Asia-Pacific Regional Committee) เพื่อหารือและแลก
and shall be liable to the penalty under Sections 312 and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), as the case may be. The said actions also caused damages to the company but
, readable, easily understandable, in order to compare the risks easier, and (5) mandating that the issuers of bonds and securities registrars must report to the bond holders’ representatives in case of any