307, 309, and 311 of the Securities and Exchange Act B.E. 2535 (SEC Act) with Section 83 of the Penal Code. Concurrently, the SEC also filed a criminal complaint with the DSI to pursue its

defective operation was caused by (1) its insufficient process of issuer credit review and (2) its outdated list of approved securities for investment. Such inadequate operation was against the operational

markets integration, recently set out under the joint effort of ASEAN securities regulators, the AIMC would have its members informed of the new business opportunities and intensified competition which they

information and acquiring assets of victims by claiming that they were agents of a securities companies which was not true, (2) building corporate image by using name similar to a bank?s initial which in fact

lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation.  The same

enforcement, unfair trading of digital assets will lead to offences comparable to those stipulated under the Securities and Exchange Act, for instance, dissemination or disclosure of false information, insider

SEC Secretary-General Ruenvadee Suwanmongkol said: “The International Organization of Securities Commissions (IOSCO) has designated the World Investor Week 2019 during 30 September – 6 October  to

cooperating under the framework of the bilateral MOU for cooperation signed in 2005 to prevent and suppress commission of offenses in violation of the Securities Law and other laws related to the capital market

the Undertakings for Collective Investment in Transferable Securities (UCITS) directives set by the European Economic Committee (EEC), the SEC shall consider that their requirements on investor

(AFTC) regarding the preparation for such products launch;2. High net worth investors should be allowed to invest in securities of higher risk levels. This will not only help increase investment volume