actions were in contravention of Sections 307, 311, 312, 314 or 315 of the SEA, the SEC therefore filed the criminal complaint against Ratchasak and other four alleged offenders to the DSI for further legal

alleged offenders to hear the charges. In addition, there was media coverage on complaints relating to the establishment of BTS Rail Mass Transit Growth Infrastructure Fund (BTSGIF) currently in the process

=8438 SEC imposes civil sanction on three offenders for manipulating BA shares , have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company

statement and insider trading of RASA shares Bangkok, 21 September 2016 ? The Criminal Fining Committee has imposed separate fines on three offenders involved in false statement and insider trading of Rasa

imposed separate fines on three offenders involved in false statement and insider trading of Rasa Property Development Public Company https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6459 SEC supports

of Section 317/11 of the Securities and Exchange Act.  The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of

SEC, therefore, filed a criminal complaint against the offenders to the Department of Special Investigation (DSI), in order to take appropriate legal action.  This criminal offense may result in

the offenses are subject to the criminal complaint under Section 300 of the SEA. The criminal complaint against the four offenders is in relation to the SEC’s order issued by virtue of Section 58 (1) of

the SEC and public hearings. SEC E-Subscription Applicants; Persons who subscribe for news. Public hearings: Persons who participate in public hearings. SEC Press Releases: Wrongdoers Consent basis

brokers which entered the assessment for the first https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6194 SEC imposes civil sanction on four offenders for insider trading of UOB8TF in advance that UOB