SMART’s failure to prepare and submit the accurate financial statements for Q1/ 2017 ended March 31, 2017 within the period specified by the Capital Market Supervisory Board. SEC Act S.300 Settlement

and submit the reviewed financial statements for Q1/2017 to the SEC Office and the Stock Exchange of Thailand within the specified period, resulting in the company’s violation of section 56. SEC Act

, ROOJAI prepared and submitted such document on 15 July 2022, which failed to prepare and submit financial statement within the period specified by the notification of the Capital Market Supervisory Board

submitted such document on 15 July 2022, which failed to prepare and submit financial statement within the period specified by the Notification of the Capital Market Supervisory Board. SEC Act S.56(4

, PHUKET prepared and submitted such document on 10 May 2022, which failed to prepare and submit financial statement within the period specified by the notification of the Capital Market Supervisory Board

the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the company within a specified period. SEC Act S.Section 57(6) Settlement

perform work related to business operations in the year 2022 within the period specified in the notification of the SEC, that is December 31, 2022. DAB Act S.30 Settlement Committee Meeting No. 4/2023

within July 14, 2022. However, Zipmex submitted the report to the SEC office on August 8, 2022, later than the period specified in the notification of the SEC. DAB Act S.30 Settlement Committee Meeting

, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to communicate with clear and reliable information, and without misleading information. SEC Act

Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for selling and buying