circumstances except for a money market fund (MMF), fund of funds (FoFs), feeder fund, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the
investment policy with the features of retirement mutual fund (RMF) or exchange traded fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may
circumstances except for a money market fund (MMF), fund of funds (FoFs), feeder fund, an index fund, and exchange traded fund (ETF) : (2.1) The number of investment units redeemed exceeds two-thirds of the
the company decreased by Baht 79.94 million or 32.09 % as it was Baht 249.10 million back in 2019 and Baht 171.92 million in 2020. This were mainly due to the loss on derivatives in Quarter 1 alongside
formulation of global standards on capital market supervision alongside other prominent member countries. Furthermore, the SEC is also a part of IOSCO Growth and Emerging Market Steering Committee and is
Supervisory Board hereby issues the following regulations: Clause 1 The Notification of the Capital Market Supervisory Board No. TorThor. 49/2552 Re: Short Selling of Securities relating to Exchange Traded
issues the following regulations: Clause 1 The Notification of the Capital Market Supervisory Board No. TorThor. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a
. 49/2552 Re: Short Selling of Securities relating to Exchange Traded Mutual Fund by a Securities Company dated 3 August 2009 shall be repealed. Clause 2 In this Notification: “ETF” means ETMF or foreign
2555 สวนท่ี 1 : บทนํา เดิม ธปท. ไดอนุญาตใหบริษัทหลักทรัพยสามารถนําผูลงทุนรายยอยไปลงทุนในหลกัทรัพย ตางประเทศ รวมทั้งตราสารอนุพันธที่ซ้ือขายในศนูยซ้ือขายสัญญาซื้อขายลวงหนา (exchange-traded) ในต
underlyings. Mixon (2009) found that the implied volatility in Chicago option, which traded OTC, was higher than the realized volatility. The interesting finding was the surplus implied volatility