17, 2022. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(1) Settlement Committee

December 29, 2021. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(1) Settlement Committee

on December 29, 2021. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(2) Settlement

Section 343 and 83 of the Penal Code. The company was dissolved. Therefore, the public prosecutor could not further the case. DV Act S.16 and Section 343 of the Penal Code in conjunction with Section

but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed derivatives business. This case is under consideration of the public

Financial (NZ) Ltd. had been registered with the SEC as derivatives dealer but with permission to provide services only to institutional investors. Its public solicitation was therefore considered unlicensed

and the draft prospectus with the SEC Office. Mr. Pairat Sampaothong failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the

Administration Division, and the Corporate Communication Division. Therefore, he has become an ex-officio spokesperson for the SEC, effective from 8 December 2023 onwards.  ________________________Remark

business. Thitirat?s wrongful actions resulted in her having prohibited characteristics of investor contacts in the securities business. The SEC therefore revoked the approval of investor contact from

well as submit the special audit report to the SEC by October 7, 2013. Mill later requested the SEC for deadline extension to allow sufficient time for auditor to do the job. The SEC therefore granted an