obtained securities business license after acquiring a status as financial institution; (6)1 a person who obtains derivatives business license in the category of derivatives brokerage limited to precious
IP: INTER PHARMA PUBLIC COMPANY LIMITED L&E: LIGHTING & EQUIPMENT PUBLIC COMPANY LIMITED PAP: PACIFIC PIPE PUBLIC COMPANY LIMITED PRINC: PRINCIPAL CAPITAL PUBLIC COMPANY LIMITED PSL: PRECIOUS SHIPPING
immediately if there is an incident or a suspicion of serious fraudulence, law violation, or other unusual actions that could significantly affect the reputation and financial position of the company. 17.2.2
Limited to Precious Metals Derivatives Company Name Head Office 1. CLASSIC AUSIRIS FUTURES COMPANY LIMITED 319 CHAMCHURI SQUARE, 12TH FL., UNIT 16, PHAYATHAI RD. PATHUM WAN, PATHUM WAN, Bangkok 10330 Tel
LIMITED IP: บริษัท อินเตอร์ ฟาร์มา จำกัด (มหาชน) L&E: LIGHTING & EQUIPMENT PUBLIC COMPANY LIMITED PAP: PACIFIC PIPE PUBLIC COMPANY LIMITED PRINC: PRINCIPAL CAPITAL PUBLIC COMPANY LIMITED PSL: PRECIOUS
ETF 2) ผู้ติดต่อฯ ด้านสัญญาซื้อขายล่วงหน้า ประเภท ข ที่ปฏิบัติหน้าที่เฉพาะ สัญญาซื้อขายล่วงหน้าที่เกี่ยวกับโลหะมีค่า (“precious metal derivatives”) แก้ไข ก าหนดให้เหลือประเภทเดียวคือ “ผู้แนะน าการลงทุน
Approval _______________________ Clause 241 Repealed. Clause 25 In case where any of the following grounds for suspicion becomes apparent to the SEC Office, the SEC Office may not approve the offer for sale
appointed as the debenture holder’s representative by the company. Clause 4/35 In cases in which any of the following grounds for suspicion become apparent to the SEC Office, the SEC Office may give an
have subscribed for those structured notes. Clause 10/11 In cases where any of the following grounds for suspicion appears to the SEC Office, the SEC Office shall not approve, suspend or revoke the