and benchmarks in conducting business, as well as helps create an environment of dedicated and sustainable business practices. Dr. Kobsak Pootrakul, Vice Chairman of Thai Listed Companies Association
distancing practice both at stores and at head office; working from home; setting up alcohol-based hand sanitizing stations; installing thermal scanners at selected screening points for associates, customers
response to the changing environment and be able to protect the rights of retail investors. The SEC is pleased to witness the cooperation between institutional investors and the right protection volunteers
in preparation for ever changing global trend and economic environment. This aimed at building trust and sustainability, creating opportunity for business enterprises and the public to access as well
in preparation for ever changing global trend and economic environment. This aimed at building trust and sustainability, creating opportunity for business enterprises and the public to access as well
same standard, the Office lays down a guideline for the management company to arrange to have operating systems for appropriate management of fund. Where the management company has arranged to have an
Notification of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business, dated 8 March 2006 and to have the same standard, the
No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6
No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6
Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013