give more emphasis on this matter.”  In this regard, SEC is proposing an amendment to the rules on renewal of approval for personnel in capital market businesses whereby an ESG course would be

prescribed thereunder by SEC Board, CMSB or SEC Office; or           (2)  Rules that get insignificant revision while maintaining the original essence such as reclassification of subject matter or correcting

under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors

an investment management business. The amendments aim to prevent the use of the initial public offering channel as a regulatory arbitrage tool. The public hearing on this matter was completed in May

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%20Investor%20Responsibilities_2013.pdf matter of a few years but whole generations. Such generational differences create real challenges for the governing bodies charged with acting in the interests of all

shall have a casting vote. SECTION 13. Any commissioner who has an interest in the matter to be considered shall declare such interest and shall be prohibited from participating in such consideration

vote. In the event of a tied vote, the Chairman of the meeting shall have a casting vote. SECTION 13. Any commissioner who has an interest in the matter to be considered shall declare such interest and

Notification by the intermediary . In this regard, the SEC Office shall determine such period according to the following scopes: (a) in case of urgent matter which substantially affect the intermediary

promote, develop and supervise trust for transactions in the capital market. Such power and duty shall include: (1) the issuance of rules, regulations, notifications, orders, directives or stipulations