Mr. Somchai Chaisrichawla From September 13 to November 16, 2006, Mr. Somchai Chaisrichawla colluded with Miss Chaninan Luangwaykin in using Somchai’s and other persons’ securities trading accounts
shares held by himself, and his juristic persons under section 258 to reach or pass a multiple of five percent of the total number of voting rights of the business. SEC Act S.246 Settlement Committee
to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that Zipmex has been failing to report a summary of the assignment of other persons to perform
assigning other persons to perform the work related to business operations. Accordingly, the act of Zipmex was not in accordance with the notification of the SEC. DAB Act S.94 Settlement Committee Meeting
") control system which is the persons not appointed from Finnomena or obtained an approval from SEC Office performed IC’s duty. SEC Act S.113 Settlement Committee Meeting No. 6/2023 Settlement
and Audit Oversight Mutual Fund Business Operators Registered Persons Wealth Advice for All A Settlor of an Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business Operators
position to the fourth executive, and shall include the persons holding an executive position in accounting or finance at a managerial or equivalent or higher level; “listed company” means a company having
(Translation) No. Tor.For 19/2017 13 November 2017 Subject : 1. To purchase common shares of Fame Line Company Limited (Subsidiary) From connected persons and other persons 2. To accept the Business
Krungthai Farm Company Limited (“FKT”) to receive financial assistance from connected persons as follows: (1) Date of Transaction Within September 30th, 2017 (2) Related Parties and Relationship with the
statements with intent to mislead other persons concerning the facts stated in BLISS financial statements.The SEC found that Chakkit, then BLISS executive, imparted the statements in the company?s Q2/2013, Q3