-determined investment scope, and receiving more protection from better quality standard services.The proposed rules are expected to take effect in early 2017. The consultation paper is available at

standard qualifications of salespersons.  On the sales process side, the aim will be to prevent mis-selling or inappropriate selling of financial products to investors at the pre-sales, point of sales, as

provide convenient, accessible channels for members seeking investment advice; 3) To provide investment advice on basic asset allocation; 4) To provide a standard fact sheet for fund committees to use as a

transparent and fair management in line with international standard good governance guidelines, we are building trust and confidence of in all parties involved, including stakeholders and market participants

from the standard SSF and other tax benefit funds. To be qualified for special tax exemption, the special SSF must be subscribed during 1 April – 30 June 2020 and held at least 10 years

the standard rule.  “SEC views that this support measure is appropriate under the current circumstances and given the fact that completing all training requirements takes time. Thus, SEC expects the

@sec.or.th or telephone: 092-498-4939 any day anytime, 24 hours a day. This is the new standard of SEC complaint handling procedure to ensure proper investor protection.  Investors and the public can file a

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมการเสวนาหัวข้อ “What policy does your organization have to set a standard for addressing gender

อาเซียน (ASEAN sustainability-linked bond) และการพัฒนาแนวทางการจัดทำมาตรฐานกองทุนรวมเพื่อความยั่งยืน (ASEAN sustainable and responsible fund standard) เมื่อวันที่ 17 มีนาคม 2565 นอกจากนี้ ที่ประชุมยังได้รับ

International Standard on Quality Management, which will become effective on 15 December 2022, requires that audit firms communicate with third parties regarding their audit quality management system.”  The SEC