(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchan...
report to the Office such termination under Paragraph 1 within seven days from the date of termination. The approval of the fund’s establishment shall be terminated on the date the Office is notified. The
following two business days; (2) improving the capability to maintain collateral and liquid asset adequacy for a period of not less than seven consecutive business days, within thirty days from the date on
Clause 4, the management company shall report such fact in writing to the Office within seven days from the date when the prohibited characteristics of such mutual fund manager become known or there are
characteristics as per Clause 4, the management company shall report such fact in writing to the Office within seven days from the date when the prohibited characteristics of such mutual fund manager become known
the SEC Office within seven days from the date on which such questionable conduct is found. Clause 16 A securities company shall keep records of giving of advice, accepting of trading orders, and
prescribed by the Securities and Exchange Commission, the Capital Market Supervisory Board or the SEC Office, the securities company shall collect all relevant data and notify the SEC Office within seven days