Management Name : Mr SOMSAK STHIDTHUMMARONG | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 28/09/2017

Management Name : Mrs SUREE JANSAWAT | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 28/09/2017

Management Name : Mr HENDRIKUS VAN WESTENDORP | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 12/07/2017

Management Name : Mr HENDRIKUS VAN WESTENDORP | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 05/09/2017

Management Name : Mr HENDRIKUS VAN WESTENDORP | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 10/05/2018

Management Name : Mr HENDRIKUS VAN WESTENDORP | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 11/05/2018

appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently that violate section 113 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick

to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the

concerning money withdrawal to mislead others. The aforesaid acts were in contravention of Section 315 of the SEA in conjunction with Sections 307, 308, 311, and 312 of the SEA. This case is under

were in contravention of Section 315 of the SEA in conjunction with Sections 307, 308, 311, and 312 of the SEA. This case is under consideration of the public prosecutor. SEC Act S.315 Criminal