for approval with the SEC Office unless the cause for such suspension imposed by the Ethical Standards Committee was the same as the cause for suspension or revocation of the approval 2 Amended by the
not currently being subject to any suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify
less than thirty days before terminating the operation or before the expiration date in accordance with the procedures and methods specified in the Licensing Manual for the Public; (2) revocation of
the operation or before the expiration date in accordance with the procedures and 5 methods specified in the Licensing Manual for the Public; (2) revocation of approval by the SEC Office in accordance
Appointment of Authorized Officer 48. Report/Form (Notification of Securities and Exchange Commission) Form EF-4 Revocation of Certifier or Authorized Officer 49. Report/Form (Notification of Securities and
_____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify
rectification to maintain the prescribed qualifications; (d) the suspension, revocation, and termination of approval. Clause 13 This Notification shall come into force as from 16 May 2015. Notified this 9th day
regulator, and is not currently under suspension or revocation of its licence; - The Hong Kong Covered Fund under HK-TH MRF is offered for sale to the public in Hong Kong and is not currently under trading
revocation order or action by the Securities and Futures Commission of Hong Kong regarding the license or business activities. Yes No If “No”, please specify __________________________________________________
subject to any suspension or revocation order or action by the Securities and Futures Commission of Hong Kong regarding the license or business activities. Yes No If “No”, please specify