Yongphithakwatana, TUCC Director and General Administration Department Director, and (4) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, dishonestly violated their duties, obtained
Yongphithakwatana, TUCC Director and General Administration Department Director, and (4) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, dishonestly violated their duties, obtained
Rungcharoenchai, Ex-TUCC Director, Deputy CEO, and CFO, and (4) Miss Nitaya Yongphithakwatana, TUCC Director and General Administration Department Director, dishonestly violated their duties, obtained unlawful
risk to customers' assets. The operation shall be obtained the approval from the SEC prior to the operation, but Zipmex did not do so. Accordingly, the act of Zipmex did not operate other than the
Miss Jeeraporn Buranaruk During 16 February 2017 – 12 July 2017, Miss Jeeraporn obtained or possessed inside information related to the operating results of three companies under the audit and
percent. He obtained the material non- public information by virtue of his positions before such information became public on 12 November 2014. 16/06/2017 agreed to comply with civil penalties determined
approval to offer share warrants and underlying shares prescribes that the XR date must be the date after the day that the issuer has obtained approval from the SEC and its registration statement has already
Bangkok, December 23, 2010 ? The Settlement Committee has imposed a total fine of 833,333.33 baht on Sinsathien Aimpoolsab and Sompis Poopiewngien for using undisclosed information they had obtained
the following changes to be made to the report so that more comprehensive information can be obtained as needed, for example, 1) country code of the securities issuer, 2) average cost of securities
obtained information will be used for making appropriate revision to relevant rules and regulations.Recently, the SEC has also met with listed company secretaries to hear their concerns and provide