Currently, a large number of intermediaries provide investment products and services. They each tend to require investors to fill in a lot of information via various, different forms to open an

to facilitate organization of seminar, preparation of investment manual for dissemination to investors and general public, function as a center for conducting suitability test for investors and provide

Secretary-General said, ?The Capital Market Supervisory Board recently approved the regulations on REIT bond offerings. Expected to become effective soon, the new regulations will provide an alternative

?the SEC introduces ?Guidelines for shareholders? meeting?, a handbook written to provide guidelines on how to cast their votes, identify red flags and ask questions, contributing for shareholders to

to make a comparison of home and Thai laws on shareholder protection, in materiality. In case where the comparison is not feasible, the companies must provide additional shareholder protection measures

Bangkok, November 3, 2014 ? The SEC will revise underwriting rules to provide more flexible risk management by permitting underwriters to trade underlying securities of the underwritten securities

obtained information will be used for making appropriate revision to relevant rules and regulations.Recently, the SEC has also met with listed company secretaries to hear their concerns and provide

every six months as previously required, to provide investors with updated and adequate information for making investment decisions and keeping track of fund performance amidst volatility of the global

significantly impact several parties involved, the SEC will organize a seminar to provide clarification on the rationale and principles of securities law amendment for such purpose, covering the following areas:1

will allow all interested parties more time to review and provide their comments extensively on this new product. Meanwhile, the SEC will bring up discussions with the involved parties to come up with