Rules in Detail on the Protection and Management of Conflicts of Interest
During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism
by the SEC Board and its deposit/withdrawal service for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services related to trading, depositing
In the current context of business rehabilitation, there is a more diverse range of guidelines for restructuring debts or funds of Rehabilitation Listed Company. Therefore, to ensure that the
, New Zealand, South Korea, Japan and Thailand with the objective of providing investors for a wider range of investment products and appropriate protection. It has the capacity to raise potential
respond to investors? demands and enhance investors? protection. SEC Assistant Secretary-General Duangmon Chuengsatiansup said: "investment consultants are required to have their clients take a suitability
increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
the challenges in relation to consumer protection in digital/mobile financial services, one of the most current issues in focus of OECD.Mr. Andre ' Laboul, Chair of the OECD International Network on
percent compared to the third quarter of the previous year, due to a decrease in the performance of the Company’s wide range of investments. The Company’s gains and return on financial instruments were
potential investments before committing. • Motivated to research the range of investments incorporated in investment products in order to make both a financial and ethical decision on their suitability