operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and
companies having fiscal period from January 1 to December 31 and submitting IPO applications to SEC by September 5, 2004, they will have time for another one more year (until December 31, 2005) to complete
capital market work with audit firms having quality assurance systems in compliance with professional standards. The regulation was issued to ensure that reliability of listed companies? financial reports
eligibility criteria for undertaking the ICO portal business include (1) being a company established under Thai Law, (2) having registered capital of at least 5 million baht, (3) not having directors and
its protection coverage extends across the board. Having a regulator involved in investor protection, particularly having an investor protection fund in the Thai capital market, means that the
. Meanwhile, the private sectors continued to slow down investment. Private households in various sectors paid more attention on spending because there were still having problem on purchasing power and incomes
baht in 2019) due to the company having an increase in long-term loans from the new production line with ongoing interest payments. 6. The performances decreased by 10.25 million baht (from the loss of
allowing such transaction; (5) sell securities without having possession, or without receiving an order to sell from another person, unless the SEC issues a notification allowing such transaction; (6) accept
employing knowledge and ability as a professional under different situation, being independent in making investment decision and having diversified investment in order to reduce investment risk, etc. (2) The