individual listed companies. Thailand’s rating according to the ASEAN Corporate Governance Scorecard has improved, and 522 Thai companies have signed the “clean business commitment”. Nonetheless, challenges
Company Seller : Mr. Do Tat Thang SDWTP’s current shareholder, which is an individual person in Vietnam. However, Seller is not a connected person of the Company and its Subsidiary 3. The General
amount at Baht 300 million at the end of 2015. By the way, 2 ex-Boards and 1 individual misused the amount from bill of exchange, SEC office instructed the rectify the financial statement of 2015 and
the equity crowdfunding scheme and would confine individual exposure to ICOs, there are counter-arguments that this would overly restrict retail investors’ freedom to invest and the same could be said
PowerPoint Presentation TFRS: Practical issues and challenges SEC Thailand 27 - 28 September 20211 Disclaimer • The views and opinions expressed in the following slides are those of the individual
Important points Who are the directors or executives? What is the scope of their powers? Who are the independent directors / Audit Committee (AC) to act for the interests of individual investors? What is the
and procedures for engagement supervision? which include: (a) Tracking the progress of engagement. (b) Considering the competence, capabilities and experiences of individual members of engagement team
redemption as specified by the mutual fund management company and disclosed in the scheme: (1) An individual limit; (2) A total limit of the mutual fund in proportion to the investment in or the holding of