investment company or trust certificates of unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any
digital asset business operator who performs safekeeping of clients’ digital assets with a total value of 15 million baht or more* has to store clients’ digital assets with foreign digital asset custodians
ติัการดา้นตลาดทุนสู่การเช่ือมโยงตลาด (Implementation Plan 2015) ประกอบกบัการอนุญาตให ้CIS Operator เขา้มาเสนอขาย CIS แก่ผูล้งทุน NRI ไทยน้ีเป็นเร่ืองค่อนขา้งใหม่ของไทย ส านกังานจึงมีแนวคิดท่ีจะเร่ิมเฉพาะ
. Evidence on the appointment of an authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Registration Statement for an offer for sale of units of
of Information Accuracy [ ] 3. Evidence on the appointment of an authorised person of CIS Operator Please print this checklist and include it as part of the package of this form Form updated as of June
Notification: “ business operator ” means: (1) a securities company licensed to undertake securities business in the category of securities brokerage or securities dealing which is not limited to debt securities
Notification: “business operator” means: (1) a securities company licensed to undertake securities business in the category of securities brokerage or securities dealing which is not limited to debt securities
/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission Kor Thor. 11/2553 Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives