of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
of operation for preventing conflict of interest and Chinese wall. (c) a method and procedure for controlling and monitoring the operation under (b). In case the applicant is a SC. and applies for
investor remediation fund for illegal activities in violation of the securities laws; (7) Monitoring and Assessing Systemic Risks in a timely manner: To develop database and enhance
through new or amended regulations with practitioners to ensure their correct understanding and implementation, and to assign an officer to take care of each company under the SEC supervision. 2. Monitoring
SEC before proceeding in order for the SEC’s efficient monitoring of digital asset business operations; (4) Improvement of Service Standards: Prohibiting digital asset business operators from
supervisory efficiency, create framework for monitoring and managing risks related to FinTech, and reform regulations in line with the changing environment; (5) Reform of regulations and regulators: Improve the
และ offsite monitoring ในส่วนที่เกี่ยวข้องกับโครงสร้างการกำกับดูแลกิจการที่ดี (governance) โครงสร้างระบบ การซื้อขาย เพื่อให้มั่นใจได้ว่าการดำเนินงานของศูนย์ซื้อขายสัญญาซื้อขายล่วงหน้าจะส่งเสริมและรักษา
through new or amended regulations with practitioners to ensure their correct understanding and implementation, and to assign an officer to take care of each company under the SEC supervision. 2. Monitoring
authorized to determine and modify terms, conditions and other details including but not limited to the exercise price, the exercise ratio, the allotment and the offering date of such Warrants, the authority
authorized to determine and modify terms, conditions and other details including but not limited to the exercise price, the exercise ratio, the allotment and the offering date of such Warrants, the authority