the Office of the Securities and Exchange Commission No. OrThor. 7/2549 Re: Guidelines and Conditions for Securities Company Relating to the Using of Back Office Service from Service Provider Whereas

premises at the Pattaya branch to a third party at 160 million baht (the price appraised by an independent valuer was 366 million baht) and leased them back with right to repurchase  within three years at

เพื่อประโยชน์ในการรักษาฐานลูกค้า (retaining fee) มาหักเป็นค่าธรรมเนียมการขายและรับซื้อคืนหน่วยลงทุน (front/back-end fee) ที่ได้จ่ายให้กับตัวแทนขายได้หรือไม่ คำตอบ :

Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By

Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider By virtue of Clause 27/1 of the

the Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider

finance director, in seeking improper benefits from the rental and buy-back of advertising billboards. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.281/2

follows: 1. Price movement of SCIB-C1 was normal (a) SCIB-C1 experienced high price volatility, dropping from 3.14 baht on August 10, 2004 to a low of 0.94 baht on August 11, 2004 before bouncing back

vs. total revenue has increased significantly. The main factors behind this unwelcome trend was a jump in fuel (petroleum coke) prices, and increased manufacturing cost of machinery equipment. However

by the Notification of the Capital Market Supervisory Board. The inquiry official sent the case back to the Settlement Committee. SEC Act S.56(4) Criminal Complaint Filed with an Inquiry Official