Complex Instruments Type 2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g
investor”, “ultra-high net worth investor” and “high net worth investor” shall have the same definitions as specified in the Notification of the Securities and Exchange Commission concerning Determination of
infrastructure assets A Trust for high net-worth investors vs retail investors Termination of a trust The Settlor Trust's duties Structure of infra trust The major rules Minimum mobilized capital of
and enforcement. F. Cross-border co-operation should be enhanced, including through bilateral and multilateral arrangements for exchange of information. High levels of cross-border ownership and trading
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth
Allocation Fund AIA-IMA 26/01/2022 25/03/2022 05/04/2022 AIA INVESTMENT MANAGEMENT (THAILAND) LIMITED Mutual Fund AIA Combined Aggressive Allocation Fund AIA-IAA 26/01/2022 25/03/2022 05/04/2022 AIA
Allocation Fund AIA-IMA 26/01/2022 25/03/2022 05/04/2022 AIA INVESTMENT MANAGEMENT (THAILAND) LIMITED Mutual Fund AIA Combined Aggressive Allocation Fund AIA-IAA 26/01/2022 25/03/2022 05/04/2022 AIA
เอกสารรับฟังความคิดเห็น เอกสารรับฟงความคิดเห็น เร่ือง การอนุญาตใหจัดตั้ง กองทุนรวมตราสารหนี้ท่ีมีความเสี่ยงสงู (High Risk Fixed-Income Fund) จัดทําโดย สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลัก
Microsoft PowerPoint - Discussion of risks for auditor Discussion of risk ฝ่ายกํากับบัญชีตลาดทุน 2 agenda 1. Economic Environment 2. Political Environments 3. High Risk Industries 4. Specific