confession that she had misappropriated the client’s money and used it for her own benefit at the approximate amount of 2.5 million baht.  SEC has considered that Sunisa failed to perform duties or provide

remaining 20 million baht was used for the benefit of {A} and {D}. Such demeanors were deemed seeking benefits for oneself or other persons illegally.  The acts of such former directors and executives of

Bangkok, August 18, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General said that the SEC recently presented the benefit of infrastructure funds for infrastructure development in Thailand to Air

Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism

money to the company as originally intended by the client. Instead, he used the money for his own benefit. As a result, the client’s life insurance policy became ineffective and the client suffered

, ThaiBMA is a valuable contributor of opinions and recommendations in practical matters that benefit the development of the Thai bond market,” said SEC Secretary-General. Over the years, the SEC and ThaiBMA

as follows:    (1) Withdrawal or transfer of fiat money from the accounts opened for the benefit of clients shall comply with the principles for decentralized approval authority, multi-sign approval

. 16/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from committing the

the benefit received from committing the offense in an amount of 1,853,425.00 Baht     - a civil monetary penalty of 2,316,781.25 Baht The SEC has banned Mr. Sarath

the benefit received from committing the offense in an amount of 11,178,444.00 Baht     - a civil monetary penalty of 13,973,055.00 Baht The SEC has banned Mrs